To view press releases prior to 2012, view the press release archive. The division filed a total of 75 enforcement actions in october 2024 alone. Grewal, director of the sec’s division of enforcement.
Nora Rose
The securities and exchange commission today announced that it filed 583 total enforcement actions in fiscal year 2024 while obtaining orders for $8.2 billion in financial remedies, the highest amount in sec history
The 583 enforcement actions represent a 26 percent decline in total enforcement actions compared to fiscal year 2023
Enforcement and litigation the sec’s civil law enforcement authority enables the commission to hold violators of the federal securities laws accountable for their misconduct and recover money for the benefit of harmed investors. The securities and exchange commission today announced fraud charges against three companies purporting to be market makers and nine individuals for engaging in schemes to manipulate the markets for various crypto assets being offered and sold as securities to retail investors. Contact if you are a member of the news media, contact the office of public affairs For other information, please view the contact the sec page
The office of public affairs maintains sec.gov and the agency's intranet with the ultimate goal of keeping the sec transparent, relatable, and accountable to taxpayers and employees alike. The securities and exchange commission today announced settled charges against five registered investment advisers for marketing rule violations All five firms have agreed to settle the sec’s charges and to pay $200,000 in combined penalties. The securities and exchange commission today announced that, based on its preliminary results, it filed 200 total enforcement actions in the first quarter of fiscal year 2025, which ran from october through december 2024, including 118 standalone enforcement actions
