Select a membership category to access regulatory information and resources Recent rulebook updates rulebook by section articles of incorporation article i Commodity pool operator (cpo) commodity trading advisor (cta) futures commission merchant (fcm) forex dealer member (fdm) introducing broker (ib) swap dealer (sd)
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This page gives a overview of the national futures association (nfa) functions, staff and membership.
An individual or organization that solicits or accepts orders to buy or sell futures contracts, forex, commodity options, or swaps but does not accept money or other assets from customers to support these orders
Investor protection begins with investor education and before participating in the futures or retail forex markets, investors should learn how the markets work and about the firms and individuals with whom they are doing business. © 2025 national futures association Nfa and national futures association are registered trademarks of national futures association. Whether you are an investor thinking about opening a futures account or an nfa member contemplating a new business relationship, basic can be a valuable resource.
Subject matter experts to reach a subject matter expert listed below, please contact nfa's information center
